|
Delaware
(State or other jurisdiction of
incorporation or organization) |
| |
26-1469215
(I.R.S. Employer
Identification Number) |
|
|
Large accelerated filer
☐
|
| |
Accelerated filer
☒
|
|
|
Non-accelerated filer
☐
|
| |
Smaller reporting company
☒
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| | | |
Emerging growth Company
☐
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Title of each class of securities
to be registered |
| | |
Amount to be
Registered |
| | |
Proposed Maximum
Offering Price per Unit |
| | |
Proposed Maximum
Aggregate Offering Price |
| | |
Amount of
Registration Fee(1) |
| ||||||||||||
Common Stock, par value $0.001 per share
|
| | | |
|
(1
)
|
| | | | |
|
(2
)
|
| | | | |
|
(2
)
|
| | | | | | — | | |
Preferred Stock, par value $0.001 per share
|
| | | |
|
(1
)
|
| | | | |
|
(2
)
|
| | | | |
|
(2
)
|
| | | | | | — | | |
Debt Securities
|
| | | |
|
(1
)
|
| | | | |
|
(2
)
|
| | | | |
|
(2
)
|
| | | | | | — | | |
Warrants
|
| | | |
|
(1
)
|
| | | | |
|
(2
)
|
| | | | |
|
(2
)
|
| | | | | | — | | |
Total
|
| | | | | | | | | | | | | | | | | | $ | 250,000,000 | | | | | | $ | 27,275(3) | | |
| | | | | i | | | |
| | | | | 1 | | | |
| | | | | 5 | | | |
| | | | | 6 | | | |
| | | | | 7 | | | |
| | | | | 8 | | | |
| | | | | 12 | | | |
| | | | | 18 | | | |
| | | | | 20 | | | |
| | | | | 23 | | | |
| | | | | 25 | | | |
| | | | | 25 | | | |
| | | | | 25 | | | |
| | | | | 25 | | |
|
SEC registration fee
|
| | | $ | 27,275.00 | | |
|
Accounting fees and expenses
|
| | | | * | | |
|
Legal fees and expenses
|
| | | | * | | |
|
Transfer agent fees and expenses
|
| | | | * | | |
|
Trustee fees and expenses
|
| | | | * | | |
|
Printing and miscellaneous expenses
|
| | | | * | | |
|
Total
|
| | | $ | * | | |
| | | | TREVENA, INC. | | |||
| | | | By: | | |
/s/ Carrie L. Bourdow
|
|
| | | | | | |
Carrie L. Bourdow
President and Chief Executive Officer |
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Carrie L. Bourdow
Carrie L. Bourdow
|
| |
President, Chief Executive Officer and
Director (Principal Executive Officer) |
| |
November 27, 2020
|
|
|
/s/ Barry Shin
Barry Shin
|
| |
Chief Financial Officer
(Principal Financial and Accounting Officer) |
| |
November 27, 2020
|
|
|
/s/ Leon O. Moulder, Jr.
Leon O. Moulder, Jr.
|
| |
Chairman of the Board of Directors
|
| |
November 27, 2020
|
|
|
/s/ Scott Braunstein
Scott Braunstein, M.D.
|
| |
Director
|
| |
November 27, 2020
|
|
|
/s/ Michael R. Dougherty
Michael R. Dougherty
|
| |
Director
|
| |
November 27, 2020
|
|
|
/s/ Maxine Gowen, Ph.D.
Maxine Gowen, Ph.D.
|
| |
Director
|
| |
November 27, 2020
|
|
|
Signature
|
| |
Title
|
| |
Date
|
|
|
/s/ Julie H. McHugh
Julie H. McHugh
|
| |
Director
|
| |
November 27, 2020
|
|
|
/s/ Jake R. Nunn
Jake R. Nunn
|
| |
Director
|
| |
November 27, 2020
|
|
|
/s/ Anne M. Phillips, M.D.
Anne M. Phillips, M.D.
|
| |
Director
|
| |
November 27, 2020
|
|
|
/s/ Barbara Yanni
Barbara Yanni
|
| |
Director
|
| |
November 27, 2020
|
|