Form: S-1MEF

A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-1

December 4, 2014

 

As filed with the Securities and Exchange Commission on  December 4, 2014

Registration No. 333-     

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-1

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 


 

TREVENA, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

2834

 

261469215

(State or other jurisdiction of
incorporation or organization)

 

(Primary Standard Industrial
Classification Code Number)

 

(I.R.S. Employer
Identification Number)

 

1018 West 8th Avenue, Suite A

King of Prussia, PA 19406

(610) 354-8840

(Address, including zip code, and telephone number, including

area code, of registrant’s principal executive offices)

 


 

John M. Limongelli, Esq.

Senior Vice President, General Counsel and Secretary

Trevena, Inc.

1018 West 8th Avenue, Suite A

King of Prussia, PA 19406

(610) 354-8840

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies to:

 

Brent B. Siler, Esq.

Derek O. Colla, Esq.

Cooley LLP

One Freedom Square, Reston Town Center

11951 Freedom Drive

Reston, VA 20190-5656

Telephone: (703) 456-8000

Fax: (703) 456-8100

 

Peter N. Handrinos, Esq.

Michael E. Sullivan, Esq.

Latham & Watkins LLP

John Hancock Tower, 20th Floor

200 Clarendon Street

Boston, MA 02116

Telephone: (617) 948-6000

Fax: (617) 948-6001

 


 

Approximate date of commencement of proposed sale to the public:  As soon as practicable after the effective date of this registration statement.

 


 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  o

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  x (File No. 333-200386)

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  o

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration number of the earlier effective registration statement for the same offering.  o

 


 

CALCULATION OF REGISTRATION FEE

 

Title of each class of
securities to be registered

 

Proposed
maximum
aggregate
offering price(1)(2)

 

Amount of
registration fee(3)

 

Common Stock, $0.001 par value per share

 

$

5,750,000

 

$

668.15

 

(1)          The Registrant is registering shares with an aggregate offering price of $5,750,000 pursuant to this Registration Statement, which shares are in addition to the shares registered pursuant to the Form S-1 Registration Statement (Registration No. 333-200386).

 

(2)          Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act of 1933, as amended. Includes the aggregate offering price of shares that the underwriters have the option to purchase. As permitted by Rule 457(o), the number of shares being registered and the proposed maximum offering price per share are not included in this table.

 

(3)          The Registrant certifies to the Securities and Exchange Commission that it has instructed its bank to pay the Commission the filing fee set forth above for the additional securities being registered hereby by wire transfer as soon as practicable (but in any event no later than the close of business on December 5, 2014), that it will not revoke such instructions, and that it has sufficient funds in such account to cover the amount of such filing fee.

 


 

This Registration Statement shall become effective upon filing in accordance with Rule 462(b) under the Securities Act of 1933.

 

 

 



 

EXPLANATORY NOTE AND

INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

 

This Registration Statement is being filed with the Securities and Exchange Commission (the “Commission”) with respect to the registration of additional shares of common stock, par value $0.001 per share, of Trevena, Inc., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This Registration Statement incorporates by reference the contents of, including all amendments and exhibits thereto and all information incorporated by reference therein, the Registration Statement on Form S-1 (Registration No. 333-200386), which was declared effective by the Commission on December 4, 2014, and is being filed solely for the purpose of increasing the dollar amount of shares to be offered in the public offering by $5,750,000, including $750,000 in aggregate offering price of shares that may be sold pursuant to the underwriters’ option to purchase additional shares.

 

The required opinions and consents are listed on the Exhibit Index attached hereto.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of King of Prussia, State of Pennsylvania, on the 4th day of December 2014.

 

 

TREVENA, INC.

 

 

 

 

 

 

 

By:

/s/ JOHN M. LIMONGELLI

 

 

John M. Limongelli
Sr. Vice President, General Counsel
& Corporate Secretary

 

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

 

 

 

 

 

*

 

 

 

 

Maxine Gowen, Ph.D.

 

President, Chief Executive Officer and Director
(Principal Executive Officer)

 

December 4, 2014

 

 

 

 

 

*

 

 

 

 

Roberto Cuca

 

Chief Financial Officer
(Principal Financial Officer and Principal
Accounting Officer)

 

December 4, 2014

 

 

 

 

 

*

 

 

 

 

Leon O. Moulder, Jr.

 

Chairman of the Board of Directors

 

December 4, 2014

 

 

 

 

 

 

 

 

 

 

Farah Champsi

 

Director

 

 

 

 

 

 

 

*

 

 

 

 

Michael R. Dougherty

 

Director

 

December 4, 2014

 

 

 

 

 

*

 

 

 

 

Adam M. Koppel M.D., Ph.D.

 

Director

 

December 4, 2014

 

 

 

 

 

*

 

 

 

 

Julie H. McHugh

 

Director

 

December 4, 2014

 

 

 

 

 

*

 

 

 

 

Francois Nader, M.D.

 

Director

 

December 4, 2014

 

 

 

 

 

*

 

 

 

 

Jake Nunn

 

Director

 

December 4, 2014

 

 

 

 

 

*

 

 

 

 

Barbara Yanni

 

Director

 

December 4, 2014

 

*By:

/s/ JOHN M. LIMONGELLI

 

 

Attorney-in-fact

 

 

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EXHIBIT INDEX

 

Exhibit
Number

 

Description of Document

 

 

 

5.1

 

Opinion of Cooley LLP.

 

 

 

23.1

 

Consent of Ernst & Young LLP, an Independent Registered Public Accounting Firm.

 

 

 

23.2

 

Consent of Cooley LLP. Reference is made to Exhibit 5.1.

 

 

 

24.1(1)

 

Power of Attorney.

 


(1)         Included on the signature page of Registration Statement on Form S-1 (File No. 333-200386), filed with the Securities and Exchange Commission on November 20, 2014, and incorporated herein by reference.

 

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