Form: 8-K

Current report filing

September 6, 2023

Attachments

Documents not filed with the SEC

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 6, 2023

 

 

 

TREVENA, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

(State or other jurisdiction of incorporation)

 

001-36193   26-1469215
(Commission
File No.)
    (IRS Employer
Identification No.)

 

 

 

955 Chesterbrook Boulevard, Suite 110

Chesterbrook, PA 19087

(Address of principal executive offices and zip code) 

 

Registrant’s telephone number, including area code: (610) 354-8840

 

Not applicable

(Former name or former address, if changed since last report.)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, $0.001 par value   TRVN   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

Item 7.01 Regulation FD Disclosure  

 

On September 6, 2023, Trevena, Inc. (the “Company”) updated its website to include an updated corporate presentation deck. A copy of the updated corporate deck is attached hereto as Exhibit 99.1.  

 

Also on September 6, 2023, the Company updated its website to include a revised TRV045 overview deck. A copy of the TRV045 overview deck is attached hereto as Exhibit 99.2.  

 

The information set forth on this Item 7.01 and furnished hereto as Exhibits 99.1 and 99.2 shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, and is not incorporated by reference into any of the Company’s filings under the Securities Act or the Exchange Act, whether made before or after the date hereof, except as shall be expressly set forth by specific reference in any such filing.  

 

 

Item 8.01 Other Events.

 

On September 6, 2023, Trevena, Inc. (the “Company”) issued two press releases. The first press release announced new preliminary data from the two Phase 1 proof-of-concept studies of TRV045. TRV045 is a novel sphingosine-1-phosphate receptor modulator selective for the S1P receptor subtype 1. The first study was the Target Engagement (PainCart®) proof-of-concept study, and the second study was the TMS proof-of-concept study. A copy of the first press release with more detail about both studies is furnished hereto as Exhibit 99.3 and incorporated herein by reference.

 

The Company’s second press release announced, among other things, receipt of the $15 million tranche from its non-dilutive financing with R-Bridge Investment Four Pte. Ltd., an affiliate of CBC Group, as well as other general business updates. A copy of the second press release is furnished hereto as Exhibit 99.4 and incorporated herein by reference.

 

The information set forth in this Item 8.01 and furnished hereto as Exhibit 99.3 and 99.4 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date of this Current Report, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits  
     
  Number   Description
  99.1   Corporate Presentation Deck dated September 6, 2023
  99.2   TRV045 Overview Deck dated September 6, 2023
  99.3   Press Release dated September 6, 2023
  99.4   Press Release dated September 6, 2023
       
  104   The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  TREVENA, INC.
   
Date: September 6, 2023 By: /s/ Barry Shin
    Barry Shin
    Senior Vice President & Chief Financial Officer